Carrie F. Rinehart-Bekker4 days ago4 minDiminished Capacity – 6 Action Items for AdvisorsThis is the third installment of our BCCP Summer Compliance Series. Our country is getting older. The Baby Boomers (that great mass of...
Carrie F. Rinehart-BekkerJun 225 minAnti-Money Laundering Programs for Investment AdvisorsThis is the second installment of our BCCP Summer Compliance Series. Investment advisors do not fall under the government’s definition of...
Carrie F. Rinehart-BekkerJun 155 minCompliance Kickstarter for Investment AdvisorsThis is the first installment of our BCCP Summer Compliance Series. You’ve been busy. Maybe too busy for compliance. With tax season...
Carrie F. Rinehart-BekkerMay 12, 20211 minCompliance Alert: COVID-19 Return to Work TrainingDid you know? OSHA has issued guidance advising employers to "educate and train workers" on COVID-19 safe work practices. In addition, 14...
Carrie F. Rinehart-BekkerMar 23, 20213 minProfessional Training in a Virtual World By Avigayil Altman, Associate InternIn the financial services industry, companies and organizations are constantly looking to continue to educate their employees.
Carrie F. Rinehart-BekkerOct 6, 20204 minThe Tamable Cryptocurrency: An Overview of Stablecoin Regulation in the United StatesThe term “Bitcoin” comes with both negative and positive connotations. For many, the word evokes a reaction somewhere between confusion...
Carrie F. Rinehart-BekkerAug 5, 20202 minCOMPLIANCE OUTSOURCING IN THE AGE OF COVID-19 By Rachel Schwartz, Associate InternDeciding whether to outsource your firm's compliance needs comes with many variables to consider; however, the Coronavirus may have made...
Carrie F. Rinehart-BekkerOct 13, 20191 minNew: Bundled Services!We now offer the following suite of outsourced services