HOW WE CAN HELP YOU
Because of our Experts’ diverse international expertise, you can count on us to be a trusted source for your firm's compliance, training, and expert witness needs.
Our niche cross-border specialties include:
Cross-Border Compliance
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BD/IA Registration
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Compliance Audits & Testing
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AML/BSA
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SEC 1940 Acts 206(4)-7 & 38a-1
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FINRA & Branch Audits
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CFTC
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CFPB
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OCC
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Compliance Monitoring 
and Remediation
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Compliance Outsourcing: CCO, FINOP, DPO
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Compliance Support
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Corporate Transparency Act (CTA)
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Cross-Border Regulatory Compliance
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APAC: Hong Kong SFC, Singapore MAS
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EU: AIFMD, ESMA, MiFID, II, UCITS
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Middle East GCC States
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US: SEC, FINRA, CFTC, NFA, OCC
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Cross-Border Outsourcing Bundles
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Compliance as a Service
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Cybersecurity as a Service
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Privacy as a Service
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Training as a Service
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Gap Analysis
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Independent Compliance Review ("mock audit")
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Regulatory Exam Prep
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Privacy: GDPR, CCPA, GLB
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Sarbanes-Oxley (SOX)
Business Continuity/Cybersecurity
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Business Continuity/Disaster Recovery
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Crisis Management
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Cybersecurity Readiness Risk Assessments & Testing
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Data Governance, Management, and Protection
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Data Protection & Recovery
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Enterprise Content Management (ECM) Compliance
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IT Compliance Audits
Transnational Crime
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Asset Recovery
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Corruption/Kleptocracy
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Cybercrime/Cyberterrorism
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Fraud
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Money Laundering/Terrorist Financing
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Ponzi Schemes
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Risk Management
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Assessments
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Audits
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Due Diligence
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Training
FinTech/RegTech
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Blockchain
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Cryptocurrency
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Mobile Apps
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Money Service Business (MSB) Registration and Compliance
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Payment Remittances
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RegTech Implementation
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