Carrie F. Rinehart-BekkerJun 29, 20224 minDiminished Capacity – 6 Action Items for AdvisorsThis is the third installment of our BCCP Summer Compliance Series. Our country is getting older. The Baby Boomers (that great mass of...
Carrie F. Rinehart-BekkerJun 22, 20225 minAnti-Money Laundering Programs for Investment AdvisorsThis is the second installment of our BCCP Summer Compliance Series. Investment advisors do not fall under the government’s definition of...
Carrie F. Rinehart-BekkerMar 23, 20213 minProfessional Training in a Virtual World By Avigayil Altman, Associate InternIn the financial services industry, companies and organizations are constantly looking to continue to educate their employees.