FOUNDER & CHIEF EXECUTIVE OFFICER

CARRIE F. BEKKER

Carrie Bekker is Founder and Chief Executive Officer of Bekker Compliance Consulting Partners, LLC (“BCCP”), a full-service consulting firm that specializes in providing customized global solutions to the financial services industry worldwide, including: Regulatory Compliance, Risk Management, Governance, Ethics, Auditing, Technology, Financial and Nonfinancial Due Diligence, and Training.

Carrie is a global financial services veteran with 28 years legal and regulatory compliance experience that she derived over the course of her illustrious career. Carrie spend the first 15 years of her profession as Corporate/Securities Law Senior Paralegal/Supervisor, Legal Executive, and Global Offshore Incorporations Supervisor positions in law firms, corporate law departments, and trust companies, both in the United States and internationally. Over the past 12 years, Carrie has held diverse high-ranking positions, including Assistant Vice President, Anti-Money Laundering Compliance Officer, and Compliance Director of several well-known global financial services conglomerates, including: AEGON/Transamerica (where she served as AVP and AML Compliance Officer for the entire Fund Complex), Pacific Life Insurance Company (Compliance Project Manager), and AIG Sunamerica Retirement Markets (Director of Variable Annuity Compliance).

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cbekker@bccp-llc.com

GLOBAL ALLIANCE PARTNERS

Advisory One, LLC Rick Halperin, MBA, CPA

A versatile financial services expert with over 20 years financial services experience, Rick has extensive investment advisory, auditing and SEC reporting expertise. A strategic thinker with brass-tacks execution and exemplary business skills, Rick has provided investment management solutions and management consulting services to business owners of private and public companies. Rick is a licensed CPA with extensive Big 4 experience. He also holds active NASD Series 7 and 66 licenses, as well as California life, health and long-term care licenses.

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rick@advisoryone.net

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GLOBAL ALLIANCE PARTNERS

SAJITH KUMAR P K

Sajith Kumar is BCCP's newest Global Alliance Partner. He is BCCP/BCI's representative in MENA and India. Sajith is also CEO and Director of of JRG International Brokerage DMCC, UAE (JRG), a leading Broker & Clearing Member of Dubai Gold & Commodities Exchange (DGCX). Sajith has 15 years experience in the financial services industry, including working with several stock exchanges and brokerage houses in India.

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