About BCCP

BCCP was founded in June 2006 by Carrie Bekker, a global financial services veteran with 30 years legal and regulatory compliance experience, derived from her tenure as a Corporate/Securities Paralegal in law firms, corporate law departments, and trust companies in the United States and internationally. Carrie has also held Senior Compliance Officer positions with several global financial conglomerates, including AEGON/Transamerica, Pacific Life, and AIG Sunamerica. [more]

BCCP is a full-service consulting and training firm that provides relationship-based, boutique-style global outsourcing solutions to banking and nonbanking organizations worldwide. Our extensive suite of customized services include the following:

• Compliance outsourcing, including Chief Compliance Officer (CCO) and Financial Operations Principal (FINOP)
• New broker/dealer formation and registration with FINRA
• New investment adviser formation and registration with the SEC or the states
• Fraud investigations
• Forensic audits
• Asset location and recovery
• Anti-money laundering ... [More...]

About BCI

BCCP delivers interactive education and training solutions through Bekker Compliance Institute (BCI), our education and training arm. Each of our customized, interactive courses is focused on "real world" international best practices combined with a special emphasis on local laws and cultural norms. Meet Our Management Team and Core "A-Team" of Executive Consultants & Instructors.

Onsite Training Services for Institutes in Asia, the Middle East, and the United States 2011 Courses and Workshops: A sampling of our most popular interactive workshops include:

• Advanced Certificate in Credit Management (ACCM)
• Bank Asset Liability Management (ALM)
• Basel III: Implications for Market, Credit, and Operational Risk Management
• Enterprise Risk Management (ERM)
• Forensic Audit and Fraud Detection
• Internal Capital Adequacy Assessment Process (ICAAP)
• Money Laundering & Financial Crime Deterrence
• Operational Risk Management (ORM)
• Risk Assessments for Derivatives: Products, Strategies & Operations
• SME Credit Scoring and Basel II compliance
• Valuation of Distressed Assets and Businesses

About Our Global "A-Team" Consortium

Our Global A-Team of Executive Consultants, Subject Matter Experts and Instructors is comprised of Senior Executives whose knowledge and expertise are both broad and deep. Each A-Team Member has over 20 years "real world" experience in the financial sector. Our highly credentialed Executive Consultants and Instructors include:

Accountants and Auditors Compliance Professionals Economists Expert Witnesses FINRA Licensed FINOPs and CCOs Forensic Fraud Investigators IT Professionals Risk Management Professionals University Professors and Scholars

Certified Anti-Money Laundering Specialists (CAMS) Certified Fraud Examiners (CFE) Certified Information Systems Auditor (CISA) Certified Internal Auditors (CIA) Certified Public Accountants (CPA) Certified Specialists in Asset Recovery (CSAR)

Meet Our Management Team and Core "A-Team" of Executive Consultants & Instructors.

Representative Clients & Engagements

Below is a sampling of client engagements we have delivered to date:

Outsourced Compliance Services

• Financial Operations Principal (FINOP), Chief Compliance Officer (CCO), and Comptroller services for small and mid-sized broker/dealers, including M&A
• CCO services for small and mid-sized registered investment advisers, including hedge fund, and private equity

Registration Services

• FINRA and state registration for new broker/dealers, including M&A firms
• FINRA "1017" registrations for broker/dealer acquisitions
• SEC registration for new investment advisers, including hedge fund and private equity
• State registration for new investment advisers
• Registration for placement agents

Independent Compliance Audits

• FINRA-mandated independent compliance audits for broker/dealers
• SEC-mandated independent compliance audits for investment companies and investment advisers
• Anti-money laundering (AML) compliance remediation and consulting services for federal and state chartered banking institutions
• Independent AML compliance audits for broker/dealers, including M&A firms
• Independent compliance audits for nonprofit organizations
• Independent audits of home office, supervisory offices and branch offices for FINRA-member broker/dealers

The BCCP Edge^SM

At BCCP/BCI, each and every one of our clients is a precious gem in the crown that is our Global Clientele -- with Gold-Standard Service and 24/7 Support to match.